Our convictions change over time, thank you to verify that your preferences always match your expectations.

Pins are saved using cookies. Deleting them from your browser will delete your preferences.

delete all my pins

Menu

Regulatory information 

The European Directive on “Markets in Financial Instruments” (known as MiFID) established a comprehensive regulatory framework on order execution that is meant to allow competition in Europe between various trading venues. Such venues include regulated markets, multilateral platforms for trading and order-execution conducted by investment services providers, particularly through systematic internalisation, i.e., the Investment Service Provider matches orders to buy and sell financial instruments from clients in-house, thereby running an “internal” market.

As such, MiFID is aimed at:

  • establishing competition between order-execution venues;
  • harmonising the terms for offering investment services;
  • making it easier for service providers to use the European “passport”.

It covers financial instruments and defines new obligations in terms of:

  • rules of conduct and best execution;
  • rules for evaluating and informing investment clients;
  • respect for market integrity, transaction declaration and record-keeping;
  • organisational principles to be complied with in order to prevent conflicts of interest;
  • post-trade transparency.

La Française has made its policies on Best Selection and Conflicts of Interest, which meet these regulatory requirements, available to its clients.

Groupe La Française

Policy on selecting financial intermediaries

To view the policy on order execution and selection of financial intermediaries implemented by La Française Group and its entities, click here.

Policy on conflicts of interest

To view the policy on conflicts of interest implemented by La Française Group and its entities, click here.

Policy on the processing of information requests and client claims.

To view the policy on information requests and client claims implemented by La Française Group, click here.

Policy on providing reports

La Française recommends that, before subscribing to its products, clients contact their usual advisor in order to make sure that these products are appropriate and meet their needs.

All subscriptions must be based on legal documents (prospectus or fact sheet from the Fund, articles of association, regulation, quarterly reports and annual reports). The documents are available upon request from each asset management firm, from their website or from the Autorité des Marchés Financiers (AMF - French securities regulator). Tax treatment depends on each client’s individual situation and this may be changed later.

Distributor payment

In accordance with Article 314-76 of the AMF's general regulations, the client will receive, upon request, details on the compensation paid to its financial advisor for selling the product.

Methods of processing subscriptions: what consequences will the Dodd-Frank Act have for you?

The Dodd-Frank Act – impact on clients subscribing to vehicles from La Française Group’s French asset management firms.

Prospects/clients/distributor partners are informed that the products presented on this website can only be offered in jurisdictions, countries and states where the sale and promotion of said products is allowed.In this respect, the Dodd-Frank Act, which has entered into force, imposes specific restrictions on asset management firms and all other stakeholders on the French market with respect to the sale and promotion of their products. More specifically, LF REM can no longer sell its real estate investment company (SCPI) units to associates and clients subject to United States legislation due to their place of residence.LF REM therefore cannot record subscriptions from clients in this category on the share register of these SCPIs.For other investment vehicles managed by La Française Group’s asset management firms, it is worth consulting your advisor to find out whether you may subscribe to a particular vehicle, based on whether your tax status renders you subject to United States legislation.To view the definition of US persons, click here.

Policy on excluding controversial weapons: what impact will it have on investment strategies?

To view the policy on excluding controversial weapons implemented by La Française, click here.

CD Partenaires

CD Partenaires (ex-UFG Courtage), Courtier en assurance, agréée par le Registre des Intermédiaires en Assurance sous le n° ORIAS 07022729 le 2 juillet 2013 (ORIAS).

La Française AM Finance Services

La Française AM Finance Services, an investment firm authorised by the CECEI (French Credit Institutions and Investment Firms Committee) under number 18673 X (ACP Banque de France), Professional Card issued by the Paris Police Prefecture - Real estate transaction number T11960.

La Française AM Gestion Privée

La Française AM Gestion Privée, authorised as an investment company by the Autorité des Marchés Financiers (French securities regulator) under number GP00058 on 31 December 2000 (AMF) and as an insurance broker by the Registre des Intermédiaires en Assurance (French Insurance Brokers Register) under ORIAS number 07004637, Professional Card issued by the Paris Police Prefecture - Real estate transaction number T14654.

Securities

La Française Asset Management

An investment company authorised by the Autorité des Marchés Financiers under number GP 97076 on 1 July 1997 (AMF).

Policy on voting rights

To view the voting policy and the report on the use of voting rights by La Française Asset Management in 2015, click here.

Policy on compensation

To view the compensation policy by La Française Asset Management in 2015, click here.

Report on brokerage fees

In accordance with regulatory requirements set out in Article 314-82, La Française Asset Management provides shareholders with a report on brokerage fees. To view it, click here.

La Française Inflection Point

An investment company authorised by the Autorité des Marchés Financiers under number GP 97055 on 30 June 1997 (AMF).

Policy on voting rights

The voting rights policy is available upon request from La Française Inflection Point. To download the report on the voting rights policy implemented by La Française Inflection Point in 2015, click here.

Policy on compensation

To view the compensation policy implemented by La Française Inflection Point, click here.

Report on brokerage fees

In accordance with regulatory requirements set out in Article 314-82, La Française Inflection Point provides its funds’ shareholders with a report on brokerage fees. To view it, click here.

La Française International

La Française International is under the supervision of the Commission de Surveillance du Secteur Financier (CSSF - Luxembourg supervisory authority) as an investment company authorised pursuant to Chapter 15 of the Act of 17 December 2010 under number: S00000773 and as an alternative investment company as defined by the Act of 12 July 2013 under number: A00000596.

Policy on compensation

To view the compensation policy implemented by La Française International, click here.

Partners

Inflection Point Capital Management

A limited company under English law, registered with Companies House of England and Wales under number 8773186, with its registered office at 12 Berkeley Street, London W1J 8DT

Tages Capital LLP

A limited liability partnership under English law, registered under number 0C364873, with its registered office at 39 Saint James’s Street, London SW1 A1JD

JK Capital Management Ltd

A limited company regulated by the Securities and Futures Commission of Hong Kong, with its registered office at Rm 1101 Chinachem Tower, 34-37 Connaught Road Central, Hong Kong

Fred Alger Management, Inc

The sub-manager of the Alger SICAV – Alger American Asset Growth Fund has been authorised by the United States Securities & Exchange Commission ("SEC") as an investment adviser since 1964 under the Investment Advisers Act of 1940 and any amendments thereto.

Mandarine Gestion

Portfolio Management Company authorised by the Autorité des Marchés Financiers on 28 February 2008 under number GP0-08000008

Erasmus Gestion

Portfolio Management Company authorised by the Autorité des Marchés Financiers on 12 June 2013 under number GP-13000021

Real Estate

La Française Global Real Estate Investment Management Limited

A private company limited by shares under English law, registered with Companies House of Cardiff under number 8580051, with its registered office at 12 Berkeley Street, London W1J 8DT

La Française Real Estate Management

LFREM, authorised by the Autorité des Marchés Financiers under number GP 07000038 on 26 June 2007 (AMF). Professional Card issued by the Paris Police Prefecture - Real estate transaction number T12056.

Policy on voting rights

To view the voting policy and the report on the use of voting rights by La Française Real Estate Management in 2012, click here.

Policy on compensation

To view the compensation policy implemented by La Française Real Estate Management, click here.

La Française Real Estate Partners

LFREP, Professional Card issued by the Paris Police Prefecture – Real estate management number G 6396 – Real estate transaction number T 15840. APE (real estate agencies): 6619B

LFF Real Estate Partners Limited

LFFREP, a private company limited by shares under English law, registered with Companies House of Cardiff under number 8846658, with its registered office at 16 Berkeley Street, London W1J 8DT

La Francaise Forum Securities 

The La Francaise Forum Securities Group includes 3 investment advisors duly authorised and/or regulated in the relevant jurisdictions in which they operate:

La Francaise Forum Securities Limited, a Connecticut corporation with business ID 1197680 and its registered business address at 1177 High Ridge Road, Suite 121, Stamford, Connecticut 06905, USA, registered with the U.S. Securities and Exchange Commission as an investment adviser;

La Francaise Forum Securities (UK) Limited, a limited liability company registered at Companies House in England and Wales under company number 06938242 and with its registered office at 78 Brook Street, London, England, W1K 5EF, authorised and regulated by the UK Financial Conduct Authority; and 

La Francaise Forum Securities (SG) Pte. Limited, a private limited company registered in Singapore with registration number 201130302G and its registered office address at 8 Wilkie Road #03-01 Wilkie Edge Singapore 228095, registered with the Monetary Authority of Singapore as a fund management company and an exempt investment adviser.

Partnerships

Forum Partners Europe (UK) LLP

A limited liability partnership under English law, registered under number OC325122, with its registered office at 16 Berkeley Street, London W1J 8DZ

Euryale Asset Management

Portfolio Management Company authorised by the Autorité des Marchés Financiers on 22 July 2014 under number GP-14000027

Investment Solutions

Policy on conflicts of interest

To view the policy on conflicts of interest implemented by the asset management firm, click here.

 

 

Policy on compensation

To view the compensation policy implemented by the asset management firm, click here.

La Française Bank

A public limited company under Luxembourg law, registered with the Luxembourg Trade and Companies Register under number B 14.361 - VAT number: LU 11609539 - 4a rue Henri Schnadt L-2530 Luxembourg.

Authorised as a credit institution by the Luxembourg government’s Ministry of Finance and under the supervision of the Commission de Surveillance du Secteur Financier (CSSF).

La Française Bank Succursale de Paris

French branch of La Française Bank - registered with the Paris Trade and Companies Register under number 793 724 873 - 128, boulevard Raspail 75006 Paris. ACP authorisation: 15733.

La Française Investment Solutions

An investment company authorised by the Autorité des Marchés Financiers under number GP 13000004 on 12 February 2013 (AMF).

Financing the economy

NewAlpha Asset Management

Simplified joint stock company with share capital of EUR 2,095,960 - registered with the Paris Trade and Companies Register under number 450 500 012 – VAT number FR 18450500012
Creation date: 20 January 2005
Authorisation: GP-05000001

Partnerships

SIPAREX Proximité Innovation

SIPAREX Proximité Innovation was authorised by the Autorité des Marchés Financiers under number GP04000032 on 27 April 2004 (AMF).

La Française & You

La Française Group provides access to the expertise of a number of asset management companies around the world. To provide you with the most relevant information, we have developed an interface to present the full range of products available for your investor profile and country of residence.

Profile
Institutional investors
Wealth management professionals
Individual investors
Location
When navigating on our website, you agree to this policy and consent to our use of cookies in accordance with the terms of this policy. Find out more.